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What is a Margin Call?
What is a Margin Call?
Updated over 3 months ago

A Margin Call occurs when the value of the investor’s margin account drops and fails to meet the account's maintenance margin requirement.

When a Margin Call occurs, Firstrade sends an email informing you of the amount of the Call. You can also find Margin Call notifications under the Buying Power section of the Balance page when you log in to your account.

The Call can be covered by deposit of at least the exact amount of the Call to your account or sell stocks to cover the Call. If you choose to sell positions, the amount required to sell is equal to or larger than the Call amount divided by the minimum maintenance margin requirement.

For example, an account receives a $1,000 Margin Call and the minimum maintenance margin requirement for the position is 30%. Settling the call will require a deposit $1,000 in cash or sell $1,000/30% = $3,333.3 worth of stocks.

When you receive a Margin Call, the call must be covered within 2 business days or Firstrade has the right to liquidate your positions to cover the call.

Common Margin Calls:

  • Federal Call - A Federal Call is created by a new purchase of marginable securities in the margin account when there are not sufficient funds available. A Fed Call must be met by depositing funds and/or securities by the settlement date or by selling securities equaling at least two times the amount of the Fed Call.

  • House Call - A House Call, also known as a "maintenance call", is created when the equity in the margin account falls below the required maintenance: 50% for a concentrated account (one single position is equal to or greater than 60% of total marginable market value) and 25% for a diversified account (no one position is greater than 60% of total marginable market value). A House Call is due upon request and may be met by depositing funds in the amount of the call, adding marginable securities or by selling securities equaling at least three times the amount of the House Call. On some occasions, certain stocks may have a higher maintenance requirement (up to 100%) thereby raising the overall required maintenance for the account to a level greater than 25%. If you have a Fed Call and a House Call, you must meet the call with the higher dollar amount.

  • Daytrade Call - A Daytrade Call is created when the account exceeds Daytrade Buying Power. If you have a Daytrade Call, the account will only have Margin Buying Power before the call is met; that means no further day trading is allowed while a Daytrade Call is outstanding. A Daytrade Call can only be covered via depositing of new funds.

  • Margin Maintenance Call- FINRA regulations require all margin accounts to maintain a minimum equity of $2,000 in order to invest using margin. When the account net equity falls below the $2,000 threshold, a "margin maintenance call" is generated - in the amount equivalent to the full margin debit balance. This call may be covered by depositing new funds to replenish your account equity back up to at least $2,000; or, you may sell securities to clear out the entire margin debit balance.

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