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Trading Alerts & Trading Due Diligence Questionnaire
Trading Alerts & Trading Due Diligence Questionnaire
Updated over 3 months ago

When a possible market manipulation activity is detected by Firstrade’s Trading Surveillance System, a trading alert email is sent to the customer. Some trading activities may require customers to complete a Trading Due Diligence Questionnaire. Multiple trading alerts detected or failed to complete the questionnaire may result in account trading restriction.

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